17 Best Finance Operations Occupations jobs in Phoenix, AZ (Hiring Now!)

Compliance Practices - Program Professional, Assistant Vice President
MUFG Bank, Ltd. —Tempe, AZ
This means investing in talent, technologies, and tools that empower you to own your career. We do not discriminate on the basis of race, color, national origin…
$90,000 - $112,000 a year
Fraud Decision Science Analyst- Intermediate
USAA —Phoenix, AZ
Intermediate knowledge of data analysis tools, data visualization, developing analysis queries and procedures in SQL, SAS, BI tools or other analysis software,…
19h
Consumer AML Operations Large Currency Reporting Control Analyst
Bank of America —Phoenix, AZ
Supports special projects that represent significant risk exposure and identifies and escalates risks accordingly with a sense of urgency.
Estimated: $65.9K - $83.5K a year
Global Financial Crimes – Program Governance & Oversight, Vice President (Irving, TX OR Tempe, AZ)
MUFG Bank, Ltd. —Tempe, AZ
This means investing in talent, technologies, and tools that empower you to own your career. We do not discriminate on the basis of race, color, national origin…
$120,000 - $150,000 a year
Third-Party Business Continuity/Disaster Recovery BC/DR Regulatory Compliance Analyst
Western Alliance Bank —Chandler, AZ
Bachelor's degree in Business Administration, Information Systems, or a related field. Proven technical writing and communication skills with the ability to…
Estimated: $68.9K - $87.3K a year
10d
Director – Portfolio and Trading Compliance
U.S. Bank National Association —Tempe, AZ
Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. Short-term and long-term disability.
$123,165 - $159,390 a year
14d
Financial Crimes - Anti-Money Laundering Senior Associate
PRICE WATERHOUSE COOPERS —Phoenix, AZ
Promotion and driving toward standardization of service and/or solutions delivery and activities to provide efficient client service.
Estimated: $89.6K - $113K a year
Legal Compliance Assistant
Goodwill of Central & Northern Arizona —Phoenix, AZ
Assists in collecting information such as financial, legal, compliance, regulatory, employment, medical or other records and provides historical reference by…
$43,429.31 a year
Americas Core Compliance Testing - Corporate Regulations and Compliance Program Testing, Vice President
MUFG Bank, Ltd. —Tempe, AZ
Strong academic credentials, minimum BA or BS degree from an accredited university; professional qualifications such as Certified Regulatory Compliance Manager…
$120,000 - $150,000 a year
Investments Due Diligence Analyst
Cambridge Investment Research, Inc. —Phoenix, AZ
Cambridge will provide financial and educational support towards obtaining required license(s) including paid study time, training courses, study materials and…
$75,000 - $85,000 a year
Security Risk and Compliance Analyst II-Cyber
Western Alliance Bank —Phoenix, AZ
Bachelor's degree in information systems, or a related field or relevant experience. Proven technical writing and communication skills with the ability to work…
Estimated: $68.9K - $87.3K a year
10d
Global Financial Crimes – Governance, Advisory, & Oversight QA Manager, Vice President
MUFG Bank, Ltd. —Tempe, AZ
Maintaining technical and non-technical personal development to meet the demands of the role. Financial crimes risk management or control design and evaluation…
$117,000 - $147,000 a year
Financial Crimes Compliance (FCC) Modeling Analyst
Western Alliance Bank —Phoenix, AZ
Analysts employ strong technical skills in banking systems/database technologies to understand and communicate effectively with Information Technology and…
Estimated: $66.4K - $84K a year
SAP FICO Senior Manager
Deloitte —Tempe, AZ
Greenfield implementation experience aster's degree. Experience with developing eminence, thought ware and point-of-view materials.
Estimated: $179K - $226K a year
4d
Financial Crimes Unit - Risk Architecture Data Scientist (Python/SQL) Senior Associate
PRICE WATERHOUSE COOPERS —Phoenix, AZ
As a Senior Associate in our Risk Analytics and Modeling team, you’ll have the opportunity to apply your quantitative, modeling and analytical skills in a real…
Estimated: $86.8K - $110K a year
7d
Fraud Strategy Analyst Mid-Level
USAA —Phoenix, AZ
Demonstrated experience in cost benefit analysis methodologies and tools. 4 years of experience consulting with customers/stakeholders, understanding business…
19h
Analyst - Compliance
Amex —Phoenix, AZ
GCS partners with small businesses and corporate clients to help them manage business expenses and make large purchases through proprietary payment solutions…
$55,000 - $105,000 a year
18h

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Compliance Practices - Program Professional, Assistant Vice President

MUFG Bank, Ltd. - Tempe, AZ

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Job Details

Full-time $90,000 - $112,000 a year

Benefits

Paid parental leave
Health insurance
Tuition reimbursement
Parental leave
Retirement plan

Qualifications

Microsoft Excel
Management
Writing skills
3 years
CRCM
SQL
Bachelor's degree
VBA
Financial services
Certification In Risk Management Assurance
Banking
Certified Internal Auditor
Certified Financial Services Auditor

Full Job Description

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

Job Summary:

As a Compliance Professional within Americas Core Compliance Practices Division, you will be entrusted with various activities and tasks that are required for effective management of the compliance risk within the bank. As part of this role you may lead, participate, support, and execute multiple processes including risk assessment, monitoring, regulatory data management, etc. This is an individual contributor role and will operate in a matrix organization and support various leaders within the group.

Major Responsibilities:

Expert in multitasking, learn various processes within the practices group and execute these timely and with quality deliverables. Some of the process that this role is expected to learn and execute are Compliance Risk Assessment, Compliance Monitoring, Regulatory Data Management, and other process as assigned by the Head of Practices.
Serve as subject matter expert provide specialized industry knowledge on enhancement and improvement of program.
Support annual core compliance risk assessment process and perform activities assigned.
- Ensure timeliness and quality of the delivers,
- Conduct review and challenge the completed assessments,
- Ensure process steps are adequately followed.
- Assist with quality check and reporting.
Monitoring
- Participant in administering the monitoring process and ensure effective implementation of the program.
- Interact with the compliance officers for timely completion of the monitoring.
- Perform review and challenge on the activities documented to ensure they are in alignment with the methodology.
- Conduct periodic testing of the monitoring activities and documentation to ensure compliance with the monitoring program. Document results and findings.
- Provide periodic reporting.
Regulatory Data Management
- Maintenance and update of regulatory inventory, risk taxonomy and other associated activities.
- Interact with key business partners to ensure data standardization with data change requests, timely upload, and validation for accuracy.
- Manage compliance Risk and Control Self Assessment integration (RCSA).
- Conduct annual applicability assessments of the regulatory inventory.
Ongoing maintenance of data dictionary, policies, procedures, standards, procedures, templates, and training documentation, as needed.
Create training documents and conduct training to new users, refresher training to existing users, and project-specific training based on project needs.
Incudes periodic data quality control reviews to ensure data accuracy and quality.
Assist in the identification and streamlining of processes
Review and challenge of the deliverables from the Compliance Officer.
Timely completion of the activities with robust communication and stakeholder follow up.
Provide periodic reporting.
May be engaged in other compliance programs including but not limited to risk assessment, regulatory change management, reporting, etc.
Maintain strong understanding of various process and how they interrelate to each other and impact.

Qualifications:

3+ years of experience in financial services in either of the following areas: Audit, Compliance, or Risk Management
Bachelor’s degree or other risk management/Audit certifications like CIA, CRMA, CRCM, CFSA
Good understanding of Excel and its functionality is a PLUS.
Prior experience with Open Pages preferred.
Familiarity with compliance regulations impacting banks and working knowledge of a broad spectrum of financial products and services, and banking operations; preferred.
Self-starter with ability to work independently.
High level of attention to detail and documentation requirements.
Self-driven with ability to multi-task and handle multiple priorities at one time and operate in matrix organization.
Ability to communicate effectively (both orally and in writing) with various levels of management.
Experience in the following is a plus but not required: Power Apps, Data management, VBA, SQL, Access, Advanced Excel formulas, InfoPath Designer, Power Apps, Power Automate.
Demonstrated ability to manage workloads and prioritize deliverables, ability to be flexible

The typical base pay range for this role is between $90K - $112K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual’s associates or relatives that is protected under applicable federal, state, or local law.

Apply Now

Finance Operations Occupations jobs in Phoenix, AZ

Compliance Practices - Program Professional, Assistant Vice President

Fraud Decision Science Analyst- Intermediate

Consumer AML Operations Large Currency Reporting Control Analyst

Global Financial Crimes – Program Governance & Oversight, Vice President (Irving, TX OR Tempe, AZ)

Third-Party Business Continuity/Disaster Recovery BC/DR Regulatory Compliance Analyst

Director – Portfolio and Trading Compliance

Financial Crimes - Anti-Money Laundering Senior Associate

Legal Compliance Assistant

Americas Core Compliance Testing - Corporate Regulations and Compliance Program Testing, Vice President

Investments Due Diligence Analyst

Security Risk and Compliance Analyst II-Cyber

Global Financial Crimes – Governance, Advisory, & Oversight QA Manager, Vice President

Financial Crimes Compliance (FCC) Modeling Analyst

SAP FICO Senior Manager

Financial Crimes Unit - Risk Architecture Data Scientist (Python/SQL) Senior Associate

Fraud Strategy Analyst Mid-Level

Analyst - Compliance

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