28
Compliance Officer jobs in New York, NY
Lisa Management —New York, NY
Ensure compliance with all applicable local, state, and federal rules and regulations related to affordable housing including fair housing, LIHTC and Section 8…
$110,000 - $120,000 a year
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BitGo —New York, NY
Lead the development and implementation of enterprise testing programs in addition to determining the accuracy and completeness of each program.
$144,400 - $195,400 a year
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Essen Healthcare —Bronx, NY
Participate in evaluation of internal controls to see that processes are in place capable of detecting significant instances or patterns of unethical conduct by…
$225,000 - $275,000 a year
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ICL —New York, NY
Master's degree or doctorate in psychology, education, social work, health/public health administration or related field.
$180,000 - $220,000 a year
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Campus —New York, NY
Translate a variety of federal and state mandates and regulations into compliance programs, working with teams across the business to build trainings for…
$130,000 - $160,000 a year
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CIBC —New York, NY
In support of CIBC’s core purpose: to make our clients’ ambitions a reality, Risk Management is accountable for the independent oversight of risk management…
$235,000 - $265,000 a year
Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes planning, directing, developing and implementing policies, programs, standards and procedures to ensure compliance with all…
$200,000 - $225,000 a year
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Barclays —New York, NY
Bachelor’s degree level educated within a relevant field and highly proficient in Microsoft PowerPoint and Excel.
$115,000 - $145,000 a year
Rho Business Banking —New York, NY
Ensure best-in-class monitoring and surveillance systems are in place to prevent suspicious activities; work with Rho’s technical teams to understand and design…
$184,000 - $215,000 a year
7d
Sumitomo Mitsui Banking Corporation —New York, NY
Maintain a thorough understanding of state and federal securities rules and regulations governing the investment advisory industry through ongoing education and…
$257,000 - $280,000 a year
Société Générale —New York, NY
Coordinate internal audits, and federal and state regulatory exams, inquiries, and investigations, as well as various regulatory filings.
$176,000 - $326,000 a year
Rothschild & Co —New York, NY
Designated point of contact with the SEC, FINRA and state regulatory bodies, managing regulatory audits, inquiries, investigations and exams.
Estimated: $134K - $169K a year
12d
The Educational Alliance Inc. —New York, NY
Perform regular audits; develop a company-wide tracking system and other tools to ensure that programs are “review ready”.
$70,000 - $80,000 a year
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Guggenheim Partners —New York, NY
Perform daily surveillance of GI access to third-party sites to determine whether GI is private in an issuer’s data room.
$190,000 - $215,000 a year
Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes assisting with planning, directing, developing, and implementing policies, programs, standards, and procedures to ensure compliance…
$160,000 - $180,000 a year
Quick Apply
NYC Careers —Queens, NY
A baccalaureate degree from an accredited college and four years of satisfactory, full-time progressively responsible clerical/administrative experience…
$81,659 - $134,686 a year
NYC Careers —Queens, NY
A. A baccalaureate degree from an accredited college with a major in geology, engineering, earth sciences, environmental sciences, or a closely related field,…
$67,757 - $89,502 a year
JPMorgan Chase & Co —Jersey City, NJ
As a Vice President, Business Manager within RM&C Finance and Business Management you will exhibit leadership and creativity as you partner with business heads…
$128,300 - $190,000 a year
The City University of New York (CUNY) —Queens, NY
Over sixty baccalaureate programs from across a variety of disciplines, including accounting, aviation management, business, computer science, journalism,…
$124,656 - $141,858 a year
NYC Careers —Queens, NY
In addition, twenty-four (24) credits from an accredited college or graduate school in cyber security, network security, computer science, computer programming,…
$86,101 - $101,295 a year
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