20 Best Finance Operations Occupations jobs in Tempe, AZ (Hiring Now!)

Operations and Compliance Manager for Investment (RIA), and Insurance / Medicare Brokerages
Bedrock Financial Services, LLC —Scottsdale, AZ
You will also handle some financial services-related paperwork and calls to/from existing and prospective Clients and Reps—in essence, a 'jack-of-all-trades'…
$65,000 - $85,000 a year
Quick Apply
SAP FICO Business System Analyst
SUMCO —Phoenix, AZ
Bachelor’s degree in computer information systems or finance, plus 5 years’ experience working with SAP FICO functional and configuration support, SAP Business…
$105,000 - $115,000 a year
Quick Apply
6d
Compliance and Audit Analyst
Experis —Phoenix, AZ
Collaborate with NAS team members to understand the data behind processes, risk and controls, to develop analytic controls tests and analyze and interpret their…
Estimated: $76.2K - $96.5K a year
Quick Apply
Manager, Fraud Operations
Whatnot —Phoenix, AZ
Identify trends and threat vectors to support fraud product, engineering, and data science automated detection and enforcement efforts.
$140,000 - $165,000 a year
Quick Apply
13d
Finance Operations Manager
CVS Health —Scottsdale, AZ
Number of paid holidays, sick time and other time off are provided consistent with relevant state law and Company policies. Excel mid to high level skill.
$60,300 - $132,600 a year
5d
Fraud Strategy Analyst Mid-Level
USAA —Phoenix, AZ
Demonstrated experience in cost benefit analysis methodologies and tools. 4 years of experience consulting with customers/stakeholders, understanding business…
18h
Cash Operations Coordinator ~ Phoenix
Federal Reserve Bank of San Francisco —Phoenix, AZ
Possess the technical aptitude to learn and effectively operate systems, computer-based applications, equipment, and tools utilized in the daily operating…
From $54,500 a year
Fraud Review Agent
DriveTime Automotive Group, Inc. —Mesa, AZ
In short, as the Fraud Agent (Loan Review), you will critically review customer documents, data, and investigation tools to assess potential fraud exposure and…
10d
Analyst - Compliance
Amex —Phoenix, AZ
GCS partners with small businesses and corporate clients to help them manage business expenses and make large purchases through proprietary payment solutions…
$55,000 - $105,000 a year
17h
Director, Sanctions Compliance
Circle —Phoenix, AZ
Working closely with Legal, Product and other internal stakeholders to support license application processes across multiple regions.
$190,000 - $242,500 a year
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Manager-Compliance
Amex —Phoenix, AZ
Bachelor’s degree or equivalent experience in relevant field of study required. Provide subject matter expertise and guidance on state and federal consumer…
$90,000 - $165,000 a year
5d
Financial Crimes - Sanctions Escalations Analyst, Hybrid (Tempe, AZ OR Irving, TX)
MUFG Bank, Ltd. —Tempe, AZ
3 years of experience working in Sanctions Compliance or a related field. Review and assess risk and operational impact of internally distributed Sanctions…
$65,000 - $75,000 a year
KYC Review Analyst- Ops
City National Bank —Phoenix, AZ
The KYC Review (Specialist – Senior) will perform Enhance Due Diligence (EDD) reviews for commercial loan borrowers and prospect reviews utilizing a variety of…
$25.93 - $41.43 an hour
AML Investigator SAR Writing, Analyst
MUFG Bank, Ltd. —Tempe, AZ
Process oriented coupled with a strong ability to develop appropriate program enhancing strategies. CAMS certification preferred but not required.
$69,000 - $83,000 a year
Data & Financial Operations Governance VP
MUFG Bank, Ltd. —Tempe, AZ
Strong knowledge of data governance principles, frameworks, methodologies, and tools. Working knowledge of best practices in design and maintenance of policies,…
$124,000 - $156,000 a year
Consumer AML Operations Large Currency Reporting Control Analyst
Bank of America —Phoenix, AZ
Supports special projects that represent significant risk exposure and identifies and escalates risks accordingly with a sense of urgency.
Estimated: $65.9K - $83.5K a year
AML Operations Team Leader - FIU, Vice President
MUFG Bank, Ltd. —Tempe, AZ
Help develop strategies and implement plans to address new and emerging product, customer and transaction risks based upon this analysis.
$119,000 - $161,000 a year
KYC operation analyst
themesoft —Tempe, AZ
Client Onboarding and/or documentation analysis experience preferred. Comfortable with change, ambiguity, debate, conflict and informed risk taking.
Estimated: $51.4K - $65.1K a year
Quick Apply
Audit and Compliance Specialist
Nova 401(k) Associates —Scottsdale, AZ
Participate in and manage business process improvement initiatives to provide guidance and support on control design and implementation of controls.
Estimated: $49.8K - $63K a year
Senior Cash Management & Analysis Coordinator
Allstate —Scottsdale, AZ
Work Scope: Contribute to the accuracy of the financial statements and drive positive change through independent analysis and critical thinking.
$18 - $30 an hour
8d

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Operations and Compliance Manager for Investment (RIA), and Insurance / Medicare Brokerages

Bedrock Financial Services, LLC Scottsdale, AZ

Quick Apply

Job Details

Full-time $65,000 - $85,000 a year

Benefits

Profit sharing
Health insurance
Dental insurance
Paid time off
Vision insurance
Referral program

Qualifications

Microsoft Word
Microsoft Excel
Customer service

Full Job Description

Salary will be based on your experience and background - figures listed include Profit Sharing.

We reward employees based on competency, diligence, and loyalty. We also work hard and for an equivalent job, we expect to offer you more freedom, more opportunity for growth, more responsibility and the potential for more compensation.

To be successful in this role, you will need;

- A highly developed work ethic,

- The ability to operate independently and also as both a leader and member of teams,

- The capacity to establish, refine, and execute procedural changes that advantage the efficiency of your new role, your employees, and the company at large,

- The ability to create standard operating procedures where they currently do not exist,

- The capacity to establish and monitor various employee performance goals.

Responsibilities range from helping the team onboard new agents and advisors, to calculating commissions, ordering office supplies and opening / shutting down the office. If you have a compliance background, you will also be tasked with certain compliance duties for the advisory business (Registered Investment Advisor).

If you are a detail-oriented person who can manage multiple tasks at once and likes a fast-paced, fun environment, then we'd like to talk with you. However, we only request that you apply for this role if you are a hard worker and want to be on a team in "High-Growth" mode.

The position is a dual role of Compliance and Office Manager.

The company is growing rapidly and that creates a great amount of opportunity and work.

Your responsibilities will include helping us ensure that our books and records are in good order, that the office runs like a well-oiled machine, and that our professional relationships receive the appropriate communication. You will also handle some financial services-related paperwork and calls to/from existing and prospective Clients and Reps—in essence, a 'jack-of-all-trades' type position.

The purpose of this position's dual role is a result of our rapid growth and recognition that a good fit for this position will be willing to help where help is needed and will recognize that a good team player will be rewarded in the end.

We pride ourself on our customer service and a successful person in this role will operate well under pressure and want to deliver a world-class experience to our Advisors and Clients, while managing the compliance and office management work in a very detailed and professional manner.

If you would like to be an integral part of a fast-growing company. If you are driven to succeed, enjoy a high-energy office, thrive when each day offers something new then you may be perfect for our fast growing team.

Investment and/or Securities background is a Requirement.

If you do not have a formal compliance background but understand the ins and outs and have a very detailed nature, we will help the right person get trained in this field. We will also offer ongoing professional education to help the right employee learn and grow in their craft.

Requirements: Good 'People Person' Excellent Customer Service Skills Detail-oriented SureLC (Insurance Agent 'contracting' software), experience, Schwab Advisor Platform experience are also huge advantages.

MicroSoft Word/Excel skills a must.

As a company - we believe that technology can make people more efficient and would expect each new hire to be able to use the systems provided to them. Please only apply if you are comfortable with Microsoft Excel and Word.

Job Type: Full-time

Pay: $65,000.00 - $85,000.00 per year

Benefits:

Dental insurance
Health insurance
Paid time off
Referral program
Vision insurance

Schedule:

Monday to Friday

Work Location: In person

Quick Apply

Finance Operations Occupations jobs in Tempe, AZ

Operations and Compliance Manager for Investment (RIA), and Insurance / Medicare Brokerages

SAP FICO Business System Analyst

Compliance and Audit Analyst

Manager, Fraud Operations

Finance Operations Manager

Fraud Strategy Analyst Mid-Level

Cash Operations Coordinator ~ Phoenix

Fraud Review Agent

Analyst - Compliance

Director, Sanctions Compliance

Manager-Compliance

Financial Crimes - Sanctions Escalations Analyst, Hybrid (Tempe, AZ OR Irving, TX)

KYC Review Analyst- Ops

AML Investigator SAR Writing, Analyst

Data & Financial Operations Governance VP

Consumer AML Operations Large Currency Reporting Control Analyst

AML Operations Team Leader - FIU, Vice President

KYC operation analyst

Audit and Compliance Specialist

Senior Cash Management & Analysis Coordinator

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